ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Virginia Louise Kavanagh
IRN VLH00001
- (2202)CF21 Investment Adviser (30 Apr 2002 to 3 Jun 2003)
Vivian Paul Bazalgette
IRN VPB01005
- (439)CF2 Non Executive Director (10 Jun 2011 to 30 Jun 2014)
Vivien Ann Lumley
IRN VAL00004
- (1069)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Waqar Ahmed
IRN WXA00010
- (2043)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Warren David Page
IRN WDP01014
- (50)[FCA CF] Material risk taker (since 15 Aug 2025)
Warren Taylor Hadlow
IRN WTH00003
- (2014)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Wayne Anthony Neale
IRN WAN00001
- (483)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Wayne Brandon Butler
IRN WBB00006
- (2176)CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)
Wayne Paul Cremin
IRN WPC00001
- (1567)CF22 Investment Adviser (Trainee) (21 Feb 2002 to 7 Mar 2002)
Wayne Robert Smith
IRN WRS00008
- (1992)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Protect Tax and Trust Services Ltd (no longer appointed)
FRN 211110 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Premium Accounting & Training Services (no longer appointed)
FRN 201272 · Appointed 16 Apr 2002 · Until 3 Jun 2004
The Strategic Alliance Group Ltd (no longer appointed)
FRN 211106 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Exit Strategy Planning Ltd (no longer appointed)
FRN 211116 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Omega Management Ltd (no longer appointed)
FRN 207134 · Appointed 1 Nov 2001 · Until 3 Jun 2004
Motley Wealth Management Limited (no longer appointed)
FRN 207119 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 207123 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Raymond H Matthews (no longer appointed)
FRN 207125 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ellis Financial Management (no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (14)[FCA CF] Client dealing
5 days ago
controlled function added: (13)14. Managing investments
5 days ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
5 days ago
controlled function added: (11)[FCA CF] Client dealing
5 days ago
controlled function added: (10)14. Managing investments
5 days ago
controlled function added: (9)[FCA CF] Significant management
5 days ago
controlled function added: (8)[FCA CF] Material risk taker
5 days ago
controlled function added: (7)[FCA CF] Significant management
5 days ago
controlled function added: (6)[FCA CF] Manager of certification employee
5 days ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.