ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Owen Richfield
IRN JOR00002
- (1985)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Patrick Cleaver
IRN JXC43295
- (1396)[FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
- (1395)[FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
- (1397)[FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
James Paul Kerr
IRN JPK00007
- (49)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Rainbow
IRN JXR02352
- (72)[FCA CF] Manager of certification employee (since 3 Sep 2025)
- (71)[FCA CF] Material risk taker (since 30 May 2025)
James Robert Slater
IRN JRS00002
- (1220)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Robin Hunter-Coddington
IRN JRH00008
- (809)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Vanneck
IRN JLV00002
- (1629)CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
James William Frederick Heal
IRN JXH00826
- (1602)[FCA CF] Significant management (6 Apr 2022 to 22 Apr 2022)
Jamie Lewington
IRN JXL00138
- (1328)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jan Anton Delukowicz
IRN JAD00030
- (413)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)

Smaller firms operating under this firm's FCA authorisation.

Boulter Mortgage Services (no longer appointed)
FRN 201721 · Appointed 7 Oct 1998 · Until 3 Jun 2004
Garmat Associates (no longer appointed)
FRN 201771 · Appointed 2 Oct 1998 · Until 3 Jun 2004
Oak Financial (no longer appointed)
FRN 193522 · Appointed 23 Sep 1998 · Until 3 Jun 2004
The Mortgage Exchange (no longer appointed)
FRN 201789 · Appointed 23 Sep 1998 · Until 23 Apr 2002
Gareth Lloyd-Williams (no longer appointed)
FRN 201770 · Appointed 22 Sep 1998 · Until 3 Jun 2004
Fast Temp Recruitment (no longer appointed)
FRN 201762 · Appointed 27 Aug 1998 · Until 3 Jun 2004
Nottingham Mortgage Centre (Steven Hewitt) (no longer appointed)
FRN 192485 · Appointed 31 Jul 1998 · Until 3 Jun 2004
Hamilton Laird Consultants (no longer appointed)
FRN 201781 · Appointed 29 Jul 1998 · Until 14 May 2004
Risk, Equity & Debt Management Consultant Ltd (no longer appointed)
FRN 185329 · Appointed 16 Jul 1998 · Until 3 Jun 2004
Jean Whitfield (no longer appointed)
FRN 192422 · Appointed 16 Jul 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (14)[FCA CF] Client dealing
10 hours ago
controlled function added: (13)14. Managing investments
10 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (11)[FCA CF] Client dealing
10 hours ago
controlled function added: (10)14. Managing investments
10 hours ago
controlled function added: (9)[FCA CF] Significant management
10 hours ago
controlled function added: (8)[FCA CF] Material risk taker
10 hours ago
controlled function added: (7)[FCA CF] Significant management
10 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.