ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert James Gardner
IRN RJG01130
- (1275)SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
- (1276)SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2022)
- (1277)CF3 Chief Executive (30 Sep 2019 to 8 Dec 2019)
- (1278)CF1 Director (13 May 2019 to 8 Dec 2019)
Robert James Wise
IRN RJW01378
- (41)[FCA CF] Material risk taker (since 18 Sep 2025)
- (1349)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
Robert John Allen
IRN RJA00002
- (2194)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert John Delaine
IRN RXD43297
- (2219)[FCA CF] Significant management (9 Dec 2019 to 25 Mar 2021)
Robert John Kemp
IRN RJK00030
- (1194)CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Robert John Old
IRN RJO00016
- (1666)CF22 Investment Adviser (Trainee) (4 Jun 2003 to 4 Jun 2003)
Robert Joseph Knowles
IRN RJK00010
- (806)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- (805)CF22 Investment Adviser (Trainee) (12 Feb 2002 to 23 Sep 2002)
Robert Joseph Mark Fox
IRN RJF00024
- (808)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Kerr Holmes
IRN RKH00010
- (1559)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Lawrence Vigor Hardwicke
IRN RLH00010
- (1949)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004
Claude H Elmer (no longer appointed)
FRN 206261 · Appointed 2 Jul 2001 · Until 25 Jul 2003
Sterling Trust Advisers (no longer appointed)
FRN 206250 · Appointed 25 Jun 2001 · Until 3 Jun 2004
Continental Financial Practice Ltd (no longer appointed)
FRN 206240 · Appointed 18 Jun 2001 · Until 30 Dec 2002
Chartwell Consulting Ltd (no longer appointed)
FRN 206233 · Appointed 11 Jun 2001 · Until 3 Jun 2004
Select Independent Mortgages (no longer appointed)
FRN 206225 · Appointed 24 May 2001 · Until 3 Jun 2004
Farmers & Mercantrie Insurance Consultants Ltd (no longer appointed)
FRN 195814 · Appointed 24 May 2001 · Until 3 Jun 2004
The Julian Guymer Practice (no longer appointed)
FRN 206224 · Appointed 23 May 2001 · Until 3 Jun 2004
FCS Scotland Ltd (no longer appointed)
FRN 195983 · Appointed 21 May 2001 · Until 3 Jun 2004
Ambience Mortgage (no longer appointed)
FRN 195779 · Appointed 21 May 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (14)[FCA CF] Client dealing
3 days ago
controlled function added: (13)14. Managing investments
3 days ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (11)[FCA CF] Client dealing
3 days ago
controlled function added: (10)14. Managing investments
3 days ago
controlled function added: (9)[FCA CF] Significant management
3 days ago
controlled function added: (8)[FCA CF] Material risk taker
3 days ago
controlled function added: (7)[FCA CF] Significant management
3 days ago
controlled function added: (6)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.