ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Michael Keene

  IRN JMK00014

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• John Mills

  IRN JXM00210

  • CF22 Investment Adviser (Trainee) (25 Jul 2002 to 3 Jun 2003)
• John Norman Newbigging

  IRN JNN00003

  • CF22 Investment Adviser (Trainee) (28 May 2003 to 3 Jun 2003)
• John Parton

  IRN JXP00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• John Patrick Russell Murphy

  IRN JPM00019

  • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)
• John Paul Hindmarch

  IRN JPH00043

  • CF21 Investment Adviser (13 May 2002 to 26 Mar 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
• John Paul White

  IRN JXW00018

  • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)
• John Peter Morgan

  IRN JPM00009

  • CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2002)
• John Philip Greening

  IRN JPG00009

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• John Porter

  IRN JXP00040

  • CF21 Investment Adviser (26 Jun 2003 to 26 Jun 2003)
  • CF22 Investment Adviser (Trainee) (10 Mar 2003 to 26 Jun 2003)

• Mortgage Index (no longer appointed)

  FRN 218400 · Appointed 30 Aug 2002 · Until 3 Jun 2003

• David Howitt (no longer appointed)

  FRN 218401 · Appointed 30 Aug 2002 · Until 3 Jun 2003

• Mortgage Prime (no longer appointed)

  FRN 217332 · Appointed 5 Aug 2002 · Until 3 Jun 2003

• Newton Mortrgages (no longer appointed)

  FRN 217333 · Appointed 5 Aug 2002 · Until 3 Jun 2003

• Ray Lester Associates (no longer appointed)

  FRN 216711 · Appointed 19 Jul 2002 · Until 3 Jun 2003

• IMP Financial Services (no longer appointed)

  FRN 216696 · Appointed 18 Jul 2002 · Until 3 Jun 2003

• Heritage Wills (no longer appointed)

  FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2003

• Kingsgate Financial Management (no longer appointed)

  FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2003

• Pinkwell Property Search Ltd (no longer appointed)

  FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2003

• D & V Associates (no longer appointed)

  FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2003

No changes recorded yet.