John Porter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Craiglyon Financial Management Limited

    FRN 778738

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 2 Oct 2017)
    • Responsible for Insurance Mediation (2 Oct 2017 to 30 Sep 2018)
    • CF1 Director (2 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (2 Oct 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2017 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF4 Partner (AR) (1 Apr 2010 to 1 Apr 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (AR) (18 Jan 2006 to 31 Mar 2010)
    • CF7 Sole Trader (AR) (7 Mar 2005 to 18 Jan 2006)
    • CF22 Investment Adviser (Trainee) (7 Mar 2005 to 31 Oct 2007)
  • Craiglyon Financial (no longer approved here)

    FRN 418795

    • Employed By (7 Mar 2005 to 1 Apr 2013)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (26 Jun 2003 to 26 Jun 2003)
    • CF22 Investment Adviser (Trainee) (10 Mar 2003 to 26 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (26 Jun 2003 to 26 Jun 2003)
    • CF22 Investment Adviser (Trainee) (10 Mar 2003 to 26 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (26 Jun 2003 to 29 Nov 2004)
    • CF22 Investment Adviser (Trainee) (10 Mar 2003 to 26 Jun 2003)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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