ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugh Oliphant Hetherington

  IRN HOH00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Hugh Roderick Edwards

  IRN HRE00001

  • CF22 Investment Adviser (Trainee) (19 Aug 2002 to 7 Apr 2003)
• Hugh Winkler

  IRN HXW00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Hugo Pill

  IRN HXP00020

  • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
• Iain Charles Andrew Cornish

  IRN ICC01026

  • SMF10 Chair of the Risk Committee (10 Dec 2018 to 11 Sep 2020)
  • SMF9 Chair of the Governing Body (10 Dec 2018 to 11 Sep 2020)
  • SMF13 Chair of the Nominations Committee (10 Dec 2018 to 17 May 2021)
  • CF2a Chair of the Nominations Committee (8 Oct 2018 to 9 Dec 2018)
  • SIMF9 Chairman (8 Oct 2018 to 9 Dec 2018)
  • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
  • SIMF14 Senior Independent Director (7 Mar 2016 to 8 Oct 2018)
  • CF2 Non Executive Director (25 Oct 2011 to 6 Mar 2016)
• Iain Gordon McLachlan

  IRN IGM01032

  • CF21 Investment Adviser (23 May 2002 to 3 Jun 2003)
• Iain Howieson

  IRN IXH00003

  • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
• Iain Rob Rayner

  IRN IRR01006

  • [FCA CF] Manager of certification employee (19 Feb 2024 to 31 Dec 2024)
  • [FCA CF] Material risk taker (19 Feb 2024 to 31 Dec 2024)
  • SMF7 Group Entity Senior Manager (1 Apr 2019 to 19 Feb 2024)
• Ian Arthur Reid

  IRN IAR00007

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Ian Campbell Andrews

  IRN ICA00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Mortgage Index (no longer appointed)

  FRN 218400 · Appointed 30 Aug 2002 · Until 3 Jun 2003

• David Howitt (no longer appointed)

  FRN 218401 · Appointed 30 Aug 2002 · Until 3 Jun 2003

• Mortgage Prime (no longer appointed)

  FRN 217332 · Appointed 5 Aug 2002 · Until 3 Jun 2003

• Newton Mortrgages (no longer appointed)

  FRN 217333 · Appointed 5 Aug 2002 · Until 3 Jun 2003

• Ray Lester Associates (no longer appointed)

  FRN 216711 · Appointed 19 Jul 2002 · Until 3 Jun 2003

• IMP Financial Services (no longer appointed)

  FRN 216696 · Appointed 18 Jul 2002 · Until 3 Jun 2003

• Heritage Wills (no longer appointed)

  FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2003

• Kingsgate Financial Management (no longer appointed)

  FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2003

• Pinkwell Property Search Ltd (no longer appointed)

  FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2003

• D & V Associates (no longer appointed)

  FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2003

No changes recorded yet.