ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Rhodes

  IRN MXR00282

  • [FCA CF] Significant management (since 18 Aug 2025)
• Mark Richard Atter

  IRN MRA01059

  • CF21 Investment Adviser (1 Oct 2002 to 3 Jun 2003)
• Mark Richard Hudson

  IRN MRH00006

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Mark Richard Sutton

  IRN MRS01317

  • SMF16 Compliance Oversight (21 Jan 2019 to 31 Oct 2024)
  • SMF4 Chief Risk (10 Dec 2018 to 31 Oct 2024)
  • SIMF4 Chief Risk Function (29 Jan 2018 to 9 Dec 2018)
• Mark Robert Potter

  IRN MRP00011

  • CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
• Mark Robinson

  IRN MSR00017

  • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
• Mark Rogers

  IRN MAR00061

  • [FCA CF] Manager of certification employee (1 Jan 2021 to 27 Jul 2022)
• Mark Simon Brant

  IRN MSB00038

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Mark Stephen Greenwood

  IRN MSG00015

  • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
• Mark Stephen Richmond

  IRN MSR00022

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

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• S M Consultancy (no longer appointed)

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• Partner Finance (no longer appointed)

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• Meopham Mortgages Services (no longer appointed)

  FRN 219934 · Appointed 22 Oct 2002 · Until 3 Jun 2003

• Genesis Corporate Services Ltd (no longer appointed)

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• M & M Mortgages (no longer appointed)

  FRN 219453 · Appointed 3 Oct 2002 · Until 3 Jun 2003

• AMTP Independent Mortgage Services (no longer appointed)

  FRN 219433 · Appointed 3 Oct 2002 · Until 3 Jun 2003

• Lockie Mortgage Consultants (no longer appointed)

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• Andrew Brown 57 Ltd (no longer appointed)

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No changes recorded yet.