ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Allen Whitton Salter

  IRN AWS00019

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alma Mearns

  IRN AXM00008

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Aloysius Peter Manikam

  IRN APM00006

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alun William Cooper

  IRN AWC00010

  • CF21 Investment Adviser (5 Mar 2002 to 25 Feb 2003)
• Alwyn Colin John Parker

  IRN ACP00005

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alwyn Owens

  IRN AXO00004

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Amina Fareeha Kamal

  IRN AFK00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Amy Louise Morton

  IRN AXM01256

  • SMF18 Other Overall Responsibility (5 Apr 2024 to 28 Apr 2025)
  • [FCA CF] Significant management (1 Sep 2022 to 5 Apr 2024)
  • [FCA CF] Material risk taker (1 Sep 2022 to 5 Apr 2024)
• Anand Raghunath Jammi

  IRN AXJ00625

  • [FCA CF] Material risk taker (since 11 Mar 2026)
  • [FCA CF] Significant management (since 17 Nov 2025)
  • [FCA CF] Material risk taker (17 Nov 2025 to 18 Nov 2025)
• Anbreen Malik

  IRN AXM16307

  • [FCA CF] Material risk taker (since 14 May 2024)
  • [FCA CF] Significant management (since 1 Feb 2024)
  • [FCA CF] Manager of certification employee (1 Feb 2024 to 18 Sep 2025)

• Oddie Dalton & Co Ltd (no longer appointed)

  FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2003

• David Morley Ltd (no longer appointed)

  FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2003

• David Taylor Estate Agents (no longer appointed)

  FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004

• TWB (no longer appointed)

  FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2003

• JJ Abdul Nasser (no longer appointed)

  FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2003

• Forrest Tax & Estate Planning (no longer appointed)

  FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• Martin & Martin (no longer appointed)

  FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• Forrest Mortgage Associates (no longer appointed)

  FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• David Raybould (no longer appointed)

  FRN 221942 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• Susan Davies (no longer appointed)

  FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

No changes recorded yet.