Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PFP Wealth Group Ltd
FRN 953236
- (19)Employed By (since 8 Sep 2021)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 4 Jan 2021)
- CF30 Customer (since 3 Nov 2020)
- CF21 Investment Adviser (5 Mar 2002 to 25 Feb 2003)
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MABWM Ltd
FRN 806378
- Employed By (since 6 May 2020)
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- CF30 Customer (6 May 2020 to 6 Jul 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2020)
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- (22)Employed By (24 Feb 2003 to 16 Sep 2003)
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- CF21 Investment Adviser (5 Mar 2002 to 25 Feb 2003)
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- CF21 Investment Adviser (5 Mar 2002 to 25 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.