Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • [FCA CF] Manager of certification employee (1 Jan 2025 to 28 Apr 2025)
    • [FCA CF] Significant management (2 Jan 2024 to 28 Apr 2025)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • SMF18 Other Overall Responsibility (5 Apr 2024 to 28 Apr 2025)
    • [FCA CF] Material risk taker (1 Sep 2022 to 5 Apr 2024)
    • [FCA CF] Significant management (1 Sep 2022 to 5 Apr 2024)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SMF18 Other Overall Responsibility (5 Apr 2024 to 28 Apr 2025)
    • [FCA CF] Significant management (1 Sep 2022 to 5 Apr 2024)
    • [FCA CF] Material risk taker (1 Sep 2022 to 5 Apr 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • SMF18 Other Overall Responsibility (5 Apr 2024 to 28 Apr 2025)
    • [FCA CF] Significant management (1 Sep 2022 to 5 Apr 2024)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • SMF18 Other Overall Responsibility (5 Apr 2024 to 28 Apr 2025)
    • [FCA CF] Material risk taker (1 Sep 2022 to 5 Apr 2024)
    • [FCA CF] Significant management (1 Sep 2022 to 5 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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