Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ST. JAMES'S PLACE UK PLC
FRN 150026
- [FCA CF] Material risk taker (since 14 May 2024)
- [FCA CF] Significant management (since 1 Feb 2024)
- [FCA CF] Manager of certification employee (1 Feb 2024 to 18 Sep 2025)
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- [FCA CF] Significant management (since 1 Feb 2024)
- [FCA CF] Material risk taker (since 1 Feb 2024)
- [FCA CF] Manager of certification employee (1 Feb 2024 to 18 Sep 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Significant management (since 1 Feb 2024)
- [FCA CF] Manager of certification employee (1 Feb 2024 to 18 Sep 2025)
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- [FCA CF] Manager of certification employee (1 Feb 2024 to 3 Oct 2024)
- [FCA CF] Significant management (1 Feb 2024 to 18 Sep 2025)
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- [FCA CF] Significant management (23 Jun 2021 to 31 May 2022)
- [FCA CF] Manager of certification employee (23 Jun 2021 to 17 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.