ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Patrick Cleaver

  IRN JXC43295

  • [FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
  • [FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
  • [FCA CF] Significant management (1 Jan 2019 to 2 Jun 2025)
• James Paul Kerr

  IRN JPK00007

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• James Rainbow

  IRN JXR02352

  • [FCA CF] Manager of certification employee (since 3 Sep 2025)
  • [FCA CF] Material risk taker (since 30 May 2025)
• James Robert Slater

  IRN JRS00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• James Robin Hunter-Coddington

  IRN JRH00008

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• James Vanneck

  IRN JLV00002

  • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
• James William Frederick Heal

  IRN JXH00826

  • [FCA CF] Significant management (6 Apr 2022 to 22 Apr 2022)
• Jamie Lewington

  IRN JXL00138

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Jan Anton Delukowicz

  IRN JAD00030

  • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)
• Jane Anne Finnerty

  IRN JAF01105

  • CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
  • CF22 Investment Adviser (Trainee) (13 Dec 2002 to 18 Jun 2003)

• The Grove Square Partnership. (no longer appointed)

  FRN 224342 · Appointed 14 Apr 2003 · Until 3 Jun 2003

• Mortgage Line Services (no longer appointed)

  FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2003

• E M Manuel Goldman (no longer appointed)

  FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2003

• Trafalgar Square Financial Planning Consultants (no longer appointed)

  FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2003

• Stepping Stones Estate Agents Ltd (no longer appointed)

  FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2003

• Chris Webb Consultancy (no longer appointed)

  FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2003

• ACA Asset Finance Ltd (no longer appointed)

  FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2003

• Chris Haley (no longer appointed)

  FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2003

• Great Stour Associates (no longer appointed)

  FRN 201767 · Appointed 20 Feb 2003 · Until 7 Dec 2004

• JJS Consultants Ltd (no longer appointed)

  FRN 222946 · Appointed 18 Feb 2003 · Until 3 Jun 2003

No changes recorded yet.