ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Stockbroking

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Runs Personal Pensions

    For Retail (Investment), Professional, Personal pension scheme

  • Investment Setup

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Michael Keene

    IRN JMK00014

    • (793)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • John Mills

    IRN JXM00210

    • (1554)CF22 Investment Adviser (Trainee) (25 Jul 2002 to 3 Jun 2003)
  • John Norman Newbigging

    IRN JNN00003

    • (708)CF22 Investment Adviser (Trainee) (28 May 2003 to 3 Jun 2003)
  • John Parton

    IRN JXP00001

    • (956)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • John Patrick Russell Murphy

    IRN JPM00019

    • (1050)CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)
  • John Paul Hindmarch

    IRN JPH00043

    • (1036)CF21 Investment Adviser (13 May 2002 to 26 Mar 2003)
    • (1035)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
  • John Paul White

    IRN JXW00018

    • (1822)CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)
  • John Peter Morgan

    IRN JPM00009

    • (277)CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2002)
  • John Philip Greening

    IRN JPG00009

    • (1990)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • John Porter

    IRN JXP00040

    • (1776)CF21 Investment Adviser (26 Jun 2003 to 26 Jun 2003)
    • (1775)CF22 Investment Adviser (Trainee) (10 Mar 2003 to 26 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Colin Daly (no longer appointed)

    FRN 176207 · Appointed 1 Jan 1985 · Until 3 Jun 2003

  • Bansal and Co (no longer appointed)

    FRN 178558 · Appointed 1 Oct 1984 · Until 3 Jun 2003

  • LR Newman (no longer appointed)

    FRN 200863 · Appointed 10 Jun 1984 · Until 3 Jun 2003

  • Spencer Birch Chartered Surveyors (no longer appointed)

    FRN 201130 · Appointed 1 Jun 1984 · Until 13 Oct 2003

  • Orwell Nursing Home (no longer appointed)

    FRN 174978 · Appointed 1 Jul 1983 · Until 5 Dec 2003

  • K Graham (no longer appointed)

    FRN 161477 · Appointed 1 Mar 1982 · Until 3 Jun 2003

  • Mortgages Full Stop (no longer appointed)

    FRN 121309 · Appointed 1 Feb 1982 · Until 14 Jul 2005

  • Andrew Robert Anderson (no longer appointed)

    FRN 175533 · Appointed 31 Dec 1981 · Until 3 Jun 2003

  • Mr A C L Sturge (no longer appointed)

    FRN 186702 · Appointed 1 Oct 1981 · Until 3 Jun 2003

  • Raj & Co (no longer appointed)

    FRN 181538 · Appointed 1 Oct 1981 · Until 3 Jun 2003

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2010)CF21 Investment Adviser

  2. controlled function added: (2009)CF21 Investment Adviser

  3. controlled function added: (2008)CF22 Investment Adviser (Trainee)

  4. controlled function added: (2007)CF21 Investment Adviser

  5. controlled function added: (2006)CF2 Non Executive Director

  6. controlled function added: (2005)CF21 Investment Adviser

  7. controlled function added: (2004)CF21 Investment Adviser

  8. controlled function added: (2003)SMF4 Chief Risk

  9. controlled function added: (2002)CF21 Investment Adviser

  10. controlled function added: (2001)CF21 Investment Adviser

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