ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Stockbroking

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Runs Personal Pensions

    For Retail (Investment), Professional, Personal pension scheme

  • Investment Setup

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Redpath

    IRN MXR00007

    • (2053)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Mark Rhodes

    IRN MXR00282

    • (2)[FCA CF] Significant management (since 18 Aug 2025)
  • Mark Richard Atter

    IRN MRA01059

    • (1437)CF21 Investment Adviser (1 Oct 2002 to 3 Jun 2003)
  • Mark Richard Hudson

    IRN MRH00006

    • (1789)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Mark Richard Sutton

    IRN MRS01317

    • (2173)SMF16 Compliance Oversight (21 Jan 2019 to 31 Oct 2024)
    • (2174)SMF4 Chief Risk (10 Dec 2018 to 31 Oct 2024)
    • (2172)SIMF4 Chief Risk Function (29 Jan 2018 to 9 Dec 2018)
  • Mark Robert Potter

    IRN MRP00011

    • (1820)CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
  • Mark Robinson

    IRN MSR00017

    • (1808)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • (1807)CF22 Investment Adviser (Trainee) (14 Dec 2001 to 12 Sep 2002)
  • Mark Rogers

    IRN MAR00061

    • (1234)[FCA CF] Manager of certification employee (3 Sep 2025 to 16 Oct 2025)
  • Mark Simon Brant

    IRN MSB00038

    • (1594)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Mark Stephen Greenwood

    IRN MSG00015

    • (82)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2040)CF21 Investment Adviser

  2. controlled function added: (2039)CF21 Investment Adviser

  3. controlled function added: (2038)CF21 Investment Adviser

  4. controlled function added: (2037)CF21 Investment Adviser

  5. controlled function added: (2036)CF21 Investment Adviser

  6. controlled function added: (2035)CF21 Investment Adviser

  7. controlled function added: (2034)CF16 Significant Mgt (Desgntd Investment Business)

  8. controlled function added: (2033)CF21 Investment Adviser

  9. controlled function added: (2032)CF21 Investment Adviser

  10. controlled function added: (2031)CF22 Investment Adviser (Trainee)

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