ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Patrick Cleaver

    IRN JXC43295

    • (1368)[FCA CF] Manager of certification employee (16 Nov 2023 to 2 Jun 2025)
    • (1367)[FCA CF] Material risk taker (1 Jan 2022 to 2 Jun 2025)
    • (1369)[FCA CF] Significant management (1 Jan 2019 to 2 Jun 2025)
  • James Paul Kerr

    IRN JPK00007

    • (135)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • James Rainbow

    IRN JXR02352

    • (62)[FCA CF] Manager of certification employee (since 3 Sep 2025)
    • (61)[FCA CF] Material risk taker (since 30 May 2025)
  • James Robert Slater

    IRN JRS00002

    • (1251)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • James Robin Hunter-Coddington

    IRN JRH00008

    • (786)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • James Vanneck

    IRN JLV00002

    • (1365)CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
  • James William Frederick Heal

    IRN JXH00826

    • (1512)[FCA CF] Significant management (6 Apr 2022 to 22 Apr 2022)
  • Jamie Lewington

    IRN JXL00138

    • (1475)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Jan Anton Delukowicz

    IRN JAD00030

    • (307)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)
  • Jane Anne Finnerty

    IRN JAF01105

    • (1056)CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
    • (1055)CF22 Investment Adviser (Trainee) (13 Dec 2002 to 18 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Alexander Associates (UK) Ltd (no longer appointed)

    FRN 181756 · Appointed 1 Sep 1995 · Until 3 Jun 2003

  • CM Twinn Associates (no longer appointed)

    FRN 181614 · Appointed 1 Jul 1995 · Until 3 Jun 2003

  • DNT Consultants (no longer appointed)

    FRN 181746 · Appointed 31 May 1995 · Until 3 Jun 2003

  • Domas Nova Limited (no longer appointed)

    FRN 187032 · Appointed 22 May 1995 · Until 28 Feb 2002

  • Anthony C Marangos (no longer appointed)

    FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2003

  • Richard Carr (no longer appointed)

    FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2003

  • The Mortgage Desk (no longer appointed)

    FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2003

  • Lapada (no longer appointed)

    FRN 201790 · Appointed 17 Feb 1995 · Until 27 Mar 2002

  • David Staley (no longer appointed)

    FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2003

  • Michael Whitewood (no longer appointed)

    FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2003

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (71)SMF18 Other Overall Responsibility

  2. controlled function added: (70)SMF4 Chief Risk

  3. controlled function added: (69)SMF7 Group Entity Senior Manager

  4. controlled function added: (68)SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function added: (67)SMF16 Compliance Oversight

  6. controlled function added: (66)SMF18 Other Overall Responsibility

  7. controlled function added: (65)SMF20 Chief Actuary

  8. controlled function added: (64)SMF2 Chief Finance

  9. controlled function added: (63)SMF18 Other Overall Responsibility

  10. controlled function added: (62)[FCA CF] Manager of certification employee

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