Spire Management Limited

• Principal Place of Business

  1st Floor

  24 Grosvenor Street

  London

  W1K 4QN

  UNITED KINGDOM

  Phone

  +442070426300

• Complaints Contact

  1st Floor

  24 Grosvenor Street

  London

  W1K 4QN

  UNITED KINGDOM

  Phone

  +442070426300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Apps

  IRN APA01027

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (13 Feb 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Feb 2018 to 8 Dec 2019)
• John Edward McAuliffe

  IRN JEM01204

  • CF30 Customer (22 May 2018 to 8 Dec 2019)
• Jonathan Russell

  IRN JBR01031

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Feb 2018 to 8 Dec 2019)
  • CF1 Director (13 Feb 2018 to 8 Dec 2019)
• Monica Ugidos Alvarez

  IRN MXU01028

  • [FCA CF] Client dealing (since 7 Apr 2026)
• Neil David Hamilton

  IRN NXH00402

  • SMF16 Compliance Oversight (17 Nov 2023 to 31 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Nov 2023 to 31 Jan 2024)
• Oliver Drummond Smith

  IRN OXD01074

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (13 Feb 2018 to 8 Dec 2019)
  • CF1 Director (13 Feb 2018 to 8 Dec 2019)
• Philip Bennett-Britton

  IRN PAB01229

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (13 Feb 2018 to 8 Dec 2019)
  • CF30 Customer (13 Feb 2018 to 8 Dec 2019)
• Robert John Reynolds

  IRN RJR01111

  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2020 to 30 Jun 2021)
  • SMF16 Compliance Oversight (29 Mar 2020 to 30 Jun 2021)
  • CF30 Customer (13 Feb 2018 to 8 Dec 2019)

No changes recorded yet.