Andrew Apps

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Spire Management Limited

    FRN 795386

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (13 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Feb 2018 to 8 Dec 2019)
  • Aurium Capital UK Limited (no longer approved here)

    FRN 710855

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2022)
    • CF10 Compliance Oversight (4 Apr 2016 to 8 Dec 2019)
    • CF1 Director (4 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Apr 2016 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF1 Director (AR) (30 Apr 2015 to 1 Apr 2016)
    • CF30 Customer (30 Apr 2015 to 1 Apr 2016)
  • Arkview Advisors Ltd (no longer approved here)

    FRN 683314

    • Employed By (21 Apr 2015 to 16 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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