Aurium Capital UK Limited

Date authorised
4 April 2016
Companies House
09581184
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 Cavendish Square
    London
    W1G 0PH
    UNITED KINGDOM
    Phone
    +442071013080
    Web
    https://www.auriumcapital.com

  • Complaints Contact

    17 Cavendish Square
    London
    W1G 0PH
    UNITED KINGDOM
    Phone
    +442071013080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Apps

    IRN APA01027

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Apr 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2022)
    • CF11 Money Laundering Reporting (4 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Apr 2016 to 8 Dec 2019)
    • CF1 Director (4 Apr 2016 to 8 Dec 2019)
  • Navjyot Dhillon

    IRN NSD00015

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (4 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • Nimesh Kamath

    IRN NRK01019

    • SMF16 Compliance Oversight (since 6 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Apr 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (30 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • Robert Hamish McPherson

    IRN RHM01043

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2022)
    • CF1 Director (4 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • Steven Blase

    IRN SWB00046

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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