Robert John Reynolds

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pemberton Capital Advisors LLP
FRN 561640
- [FCA CF] Material risk taker (since 26 Mar 2025)
- [FCA CF] Manager of certification employee (since 23 Feb 2024)
- [FCA CF] Client dealing (since 21 Feb 2022)
Spire Management Limited (no longer approved here)
FRN 795386
- SMF16 Compliance Oversight (29 Mar 2020 to 30 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2020 to 30 Jun 2021)
- CF30 Customer (13 Feb 2018 to 8 Dec 2019)
Investcorp Credit Management EU Limited (no longer approved here)
FRN 446483
- CF30 Customer (21 Sep 2011 to 28 Nov 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.