Oliver Drummond Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Spire Management Limited
FRN 795386
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (13 Feb 2018 to 8 Dec 2019)
- CF30 Customer (13 Feb 2018 to 8 Dec 2019)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (4 Sep 2012 to 28 Dec 2012)
- CF4 Partner (AR) (4 Sep 2012 to 28 Dec 2012)
Investcorp Credit Management EU Limited (no longer approved here)
FRN 446483
- CF30 Customer (7 Feb 2011 to 11 Jan 2012)
3i Investments Plc (no longer approved here)
FRN 195262
- CF30 Customer (23 Dec 2010 to 26 Sep 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.