S.P. ANGEL CORPORATE FINANCE LLP

• Principal Place of Business

  S.P. Angel Corporate Finance LLP

  Prince Frederick House

  35-39 Maddox Street

  London

  W1S 2PP

  UNITED KINGDOM

  Phone

  +4402034700470

  Web

  https://www.spangel.co.uk

• Complaints Contact

  Prince Frederick House

  35-39 Maddox Street

  London

  W1S 2PP

  UNITED KINGDOM

  Phone

  +4402034700470

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon John Frank Bishop

  IRN SJB01251

  • CF30 Customer (1 Jul 2010 to 4 Feb 2013)
• Simon Mark Strong

  IRN SMS01099

  • [FCA CF] Client dealing (since 13 Nov 2023)
• Soltan Tagiev

  IRN SXT02175

  • CF30 Customer (30 Aug 2016 to 8 Dec 2019)
• Stephen Martin Mischler

  IRN SMM01072

  • CF30 Customer (25 Feb 2013 to 11 Nov 2014)
• Stephen Wong

  IRN SXW20251

  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)
• Stuart David Gledhill

  IRN SDG01066

  • SMF27 Partner (since 14 Aug 2024)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (29 Oct 2012 to 8 Dec 2019)
• Tania Maciver

  IRN TXM02169

  • [FCA CF] Client dealing (9 Dec 2020 to 22 Sep 2023)
  • CF30 Customer (10 Jan 2019 to 8 Dec 2019)
• Tercel Roderick Moore

  IRN TRM01026

  • CF30 Customer (1 Jul 2010 to 1 Oct 2016)
• Terrence Patrick Gracey

  IRN TPG01029

  • CF30 Customer (19 Jul 2010 to 29 Jul 2011)
• Timothy Robin Jenkins

  IRN TRJ01008

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (9 Jun 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 Jun 2015 to 8 Dec 2019)

• KK Advisory Ltd (no longer appointed)

  FRN 918341 · Appointed 16 Dec 2019 · Until 31 Jul 2024

• S M Advisory Services Ltd (no longer appointed)

  FRN 594332 · Appointed 15 Jan 2013 · Until 14 Nov 2014

• International Capital LLP (no longer appointed)

  FRN 582885 · Appointed 15 Jun 2012 · Until 25 Jul 2012

No changes recorded yet.