Simon Mark Strong

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

S.P. ANGEL CORPORATE FINANCE LLP
FRN 516932
- [FCA CF] Client dealing (since 13 Nov 2023)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- [FCA CF] Client dealing (9 Dec 2019 to 2 May 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2021)
- CF30 Customer (2 Mar 2015 to 8 Dec 2019)
Broadwalk Asset Management LLP (no longer approved here)
FRN 475886
- CF30 Customer (27 Jan 2012 to 19 Feb 2015)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF30 Customer (22 Dec 2011 to 31 Dec 2011)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF21 Investment Adviser (11 Feb 2005 to 24 Oct 2006)
Lazard & Co., Limited (no longer approved here)
FRN 114054
- CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.