Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 14 Aug 2024)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (29 Oct 2012 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (6 Jan 2011 to 6 Jun 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Jan 2011 to 6 Jun 2011)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 29 Dec 2010)
    • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.