Date authorised
1 April 2013
Companies House
OC367979
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12th Floor, The Broadgate Tower
    20 Primrose Street
    London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +442073824940

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Joseph Knott

    IRN CJK01025

    • CF29 Significant management (2 Jul 2015 to 31 Dec 2015)
    • CF30 Customer (2 Dec 2014 to 31 Dec 2015)
  • Craig David Price

    IRN CDP01051

    • CF30 Customer (12 Jul 2012 to 31 Oct 2013)
  • Daniel Redszus

    IRN DXR01207

    • CF30 Customer (31 Mar 2012 to 31 Oct 2013)
  • David Alun Deards

    IRN DAD01032

    • CF29 Significant management (12 Apr 2013 to 20 Sep 2013)
  • Edo Barac

    IRN EXB01311

    • CF4 Partner (31 Mar 2012 to 11 Apr 2014)
    • CF30 Customer (31 Mar 2012 to 2 Mar 2015)
  • Gary Pitts

    IRN GXP01123

    • CF4 Partner (22 Feb 2013 to 30 Aug 2013)
    • CF11 Money Laundering Reporting (22 Feb 2013 to 30 Aug 2013)
    • CF10 Compliance Oversight (22 Feb 2013 to 30 Aug 2013)
  • Gerard O'Callaghan

    IRN GXO01118

    • CF30 Customer (12 Mar 2014 to 12 Sep 2014)
  • Graham McKenzie Horn

    IRN GMH01100

    • CF4 Partner (31 Mar 2012 to 22 Feb 2013)
    • CF30 Customer (31 Mar 2012 to 5 Dec 2012)
  • Graham Stuart Cottis

    IRN GSC01033

    • CF30 Customer (14 May 2015 to 29 Jan 2016)
  • JAMES MARTIN BROOM

    IRN JMB01505

    • CF10a CASS Oversight function (4 Jun 2015 to 18 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.