Date authorised
1 April 2013
Companies House
OC367979
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12th Floor, The Broadgate Tower
    20 Primrose Street
    London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +442073824940

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • JIBAN Nath

    IRN JXN01323

    • CF30 Customer (31 Mar 2012 to 13 Mar 2014)
  • James Anthony Blackwood Murray

    IRN JAB01526

    • CF30 Customer (13 Aug 2015 to 1 Dec 2015)
  • James Edward Hoogewerf

    IRN JEH01119

    • CF30 Customer (31 Mar 2012 to 2 Dec 2013)
  • Jas Bains

    IRN JXB02239

    • CF10 Compliance Oversight (31 Mar 2012 to 22 Feb 2013)
    • CF11 Money Laundering Reporting (31 Mar 2012 to 22 Feb 2013)
    • CF30 Customer (31 Mar 2012 to 4 Dec 2012)
    • CF4 Partner (31 Mar 2012 to 18 Jul 2013)
  • Jason Browne

    IRN JPB01269

    • CF30 Customer (29 Mar 2013 to 31 Oct 2013)
  • Jessica Spoto

    IRN JXS02525

    • CF30 Customer (31 Mar 2012 to 21 Nov 2014)
  • Justin Hadley Head

    IRN JHH01033

    • CF30 Customer (31 Mar 2012 to 24 Aug 2012)
  • Mankash Jain

    IRN MXJ01466

    • CF30 Customer (31 Mar 2012 to 31 Jan 2014)
    • CF4 Partner (31 Mar 2012 to 31 Jan 2014)
  • Margaret Ellen Handley

    IRN MEH01134

    • CF30 Customer (30 Jan 2015 to 30 Nov 2015)
  • Maria Svirskaia

    IRN MXS03131

    • CF30 Customer (31 Mar 2012 to 8 Jan 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.