Jas Bains

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Solo Capital Partners LLP (no longer approved here)
FRN 566533
- CF10 Compliance Oversight (31 Mar 2012 to 22 Feb 2013)
- CF11 Money Laundering Reporting (31 Mar 2012 to 22 Feb 2013)
- CF30 Customer (31 Mar 2012 to 4 Dec 2012)
- CF4 Partner (31 Mar 2012 to 18 Jul 2013)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 4 Nov 2008)
- CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF23 Corporate Finance Adviser (14 Feb 2006 to 3 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.