Gary Pitts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Salt Rock Capital Partners LLP (no longer approved here)

    FRN 595316

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2020)
    • CF10 Compliance Oversight (17 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Aug 2016 to 8 Dec 2019)
  • Solo Capital Partners LLP (no longer approved here)

    FRN 566533

    • CF11 Money Laundering Reporting (22 Feb 2013 to 30 Aug 2013)
    • CF10 Compliance Oversight (22 Feb 2013 to 30 Aug 2013)
    • CF4 Partner (22 Feb 2013 to 30 Aug 2013)
  • Avior Capital Markets International Limited (no longer approved here)

    FRN 191074

    • CF1 Director (25 Jan 2012 to 29 Jun 2012)
    • CF11 Money Laundering Reporting (21 Feb 2011 to 29 Jun 2012)
    • CF10 Compliance Oversight (21 Feb 2011 to 29 Jun 2012)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Sep 2003)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.