Salt Rock Capital Partners LLP

Date authorised
3 June 2013
Companies House
OC381192
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Salt Rock Capital Partners LLP
    21 Arlington Street
    London
    SW1A 1RN
    UNITED KINGDOM
    Phone
    +4402075104650
    Web
    https://www.saltrockcapitalllp.com

  • Complaints Contact

    Salt Rock Capital Partners LLP
    21 Arlington Street
    London
    SW1A 1RN
    UNITED KINGDOM
    Phone
    +4402075104650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Salt Rock Management Limited

    IRN XXS01235

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (13 Mar 2014 to 8 Dec 2019)
  • Andrew John Hill

    IRN AJH01576

    • CF30 Customer (12 Nov 2013 to 31 Oct 2015)
  • Ashishkumar Mohanlal Patel

    IRN AMP01132

    • CF30 Customer (3 Jun 2013 to 9 Nov 2018)
  • BENJAMIN JOHN TROKE

    IRN BJT01086

    • CF30 Customer (23 Jan 2014 to 31 Jul 2017)
  • Daniel Sam Stafford

    IRN DXS00822

    • [FCA CF] Client dealing (27 Mar 2023 to 14 Jul 2023)
  • Frances Clare Chambers

    IRN FCC01005

    • CF30 Customer (6 Jul 2015 to 26 Jul 2016)
    • CF11 Money Laundering Reporting (6 Jul 2015 to 26 Jul 2016)
    • CF10 Compliance Oversight (6 Jul 2015 to 26 Jul 2016)
    • CF4 Partner (6 Jul 2015 to 26 Jul 2016)
  • Frederick William Short

    IRN FXS00210

    • [FCA CF] Client dealing (since 31 Mar 2024)
  • Gary Pitts

    IRN GXP01123

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2020)
    • CF11 Money Laundering Reporting (17 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Aug 2016 to 8 Dec 2019)
  • Isabelle Claire Mather

    IRN ICM01049

    • CF28 Systems and controls (12 Jul 2016 to 9 Nov 2017)
    • CF30 Customer (11 Jul 2013 to 9 Nov 2017)
  • Mark Edward Painting

    IRN MEP01030

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Jun 2013 to 8 Dec 2019)
    • CF30 Customer (3 Jun 2013 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.