Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forada Limited

    FRN 970903

    • [FCA CF] Client dealing (since 23 Jan 2023)
    • SMF3 Executive Director (since 16 Jan 2023)
    • SMF16 Compliance Oversight (16 Jan 2023 to 11 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jan 2023 to 11 Sep 2023)
  • Salt Rock Capital Partners LLP (no longer approved here)

    FRN 595316

    • CF10 Compliance Oversight (6 Jul 2015 to 26 Jul 2016)
    • CF11 Money Laundering Reporting (6 Jul 2015 to 26 Jul 2016)
    • CF30 Customer (6 Jul 2015 to 26 Jul 2016)
    • CF4 Partner (6 Jul 2015 to 26 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.