Date authorised
16 January 2023
Companies House
10833901
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    London Executive Offices
    20 North Audley Street
    London
    Westminster
    W1K 6LX
    UNITED KINGDOM
    Phone
    +442039319463
  • Complaints Contact

    London Executive Offices
    20 North Audley Street
    London
    Westminster
    W1K 6LX
    UNITED KINGDOM
    Phone
    +442039319467

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrei Taskin

    IRN AXT01424

    • [FCA CF] Client dealing (13 Mar 2023 to 3 Jun 2024)
  • Christopher Davies

    IRN CXD75493

    • [FCA CF] Client dealing (13 Mar 2023 to 21 Mar 2024)
  • Claudio Raimondo Armando Pinto

    IRN CXP01133

    • [FCA CF] Client dealing (since 23 Jan 2023)
  • Din Feng

    IRN DXF01400

    • [FCA CF] Client dealing (since 1 May 2025)
  • Frances Clare Chambers

    IRN FCC01005

    • [FCA CF] Client dealing (since 23 Jan 2023)
    • SMF3 Executive Director (since 16 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jan 2023 to 11 Sep 2023)
    • SMF16 Compliance Oversight (16 Jan 2023 to 11 Sep 2023)
  • Jonathan James Barnaby Ridgway

    IRN JJR01037

    • [FCA CF] Client dealing (since 23 Jan 2023)
    • SMF1 Chief Executive (since 16 Jan 2023)
    • SMF3 Executive Director (16 Jan 2023 to 20 Jan 2023)
  • Mirko Paolo Battaini

    IRN MXB00759

    • [FCA CF] Client dealing (since 4 Apr 2024)
  • Philip Joseph

    IRN PXJ01213

    • [FCA CF] Client dealing (since 20 May 2024)
  • Tara Marie Hamilton

    IRN TXH00368

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Sep 2023)
    • SMF16 Compliance Oversight (since 7 Sep 2023)
  • Xinyu Yao

    IRN XXY00005

    • [FCA CF] Client dealing (since 13 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

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