SMBC Derivative Products Limited

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

  Web

  https://www.smbcgroup.com/emea/group-companies

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045074709

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Selim Toker

  IRN PST01017

  • [FCA CF] Client dealing (since 19 Jan 2023)
  • [FCA CF] Manager of certification employee (since 19 Jan 2023)
• Sherhan Terence Wicky

  IRN STW01044

  • CF30 Customer (1 Nov 2007 to 24 Jun 2008)
  • CF21 Investment Adviser (8 Dec 2006 to 31 Oct 2007)
• Shin Aota

  IRN SXA00501

  • [FCA CF] Manager of certification employee (since 17 Dec 2021)
  • [FCA CF] Client dealing (since 17 Dec 2021)
• Shinji Sugiyama

  IRN SXS01477

  • CF1 Director (1 Dec 2001 to 24 Oct 2002)
• Sho Harada

  IRN SXH01452

  • [FCA CF] Client dealing (since 7 Apr 2025)
• Shuntaro Higashi

  IRN SXH01585

  • CF1 Director (18 Jun 2004 to 25 Apr 2006)
• Sophie Jean-Marie Michelle Deslage-Berthet

  IRN SJD01206

  • CF30 Customer (1 Nov 2007 to 31 Jan 2014)
  • CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
• Stephanie Blanche Jacqueline Kiernan

  IRN SXK21698

  • SMF16 Compliance Oversight (22 Feb 2020 to 30 Nov 2025)
• Stephen Grew

  IRN SXG00544

  • [FCA CF] Client dealing (since 3 Aug 2022)
  • [FCA CF] Manager of certification employee (since 3 Aug 2022)
• Stephen Killeen

  IRN SXK14612

  • [FCA CF] Manager of certification employee (since 13 Oct 2025)
  • [FCA CF] Client dealing (since 13 Oct 2025)

No changes recorded yet.