Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • CF1 Director (18 Jun 2004 to 25 Apr 2006)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • CF1 Director (30 Apr 2004 to 24 Apr 2006)
    • CF3 Chief Executive (30 Apr 2004 to 24 Apr 2006)
    • CF8 Apportionment and Oversight (30 Mar 2004 to 24 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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