Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Sep 2024)
    • [FCA CF] Client dealing (since 23 Sep 2024)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 19 Jan 2023)
    • [FCA CF] Manager of certification employee (since 19 Jan 2023)
    • [FCA CF] Client dealing (since 19 Jan 2023)
    • [FCA CF] Manager of certification employee (since 19 Jan 2023)
    • [FCA CF] Manager of certification employee (since 19 Jan 2023)
    • [FCA CF] Client dealing (since 19 Jan 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (2 Sep 2020 to 25 Nov 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (2 Nov 2016 to 25 Nov 2020)
    • [FCA CF] Material risk taker (2 Nov 2016 to 25 Nov 2020)
    • [FCA CF] Client dealing (2 Nov 2016 to 25 Nov 2020)
    • CF30 Customer (3 Jul 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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