Sophie Jean-Marie Michelle Deslage-Berthet

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • CF30 Customer (1 Nov 2007 to 13 Jun 2013)
    • CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • CF30 Customer (1 Nov 2007 to 31 Jan 2014)
    • CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF21 Investment Adviser (9 Jun 2005 to 15 Sep 2006)
    • CF22 Investment Adviser (Trainee) (8 Jun 2004 to 9 Jun 2005)
    • CF26 Customer Trading (21 May 2004 to 20 Jun 2005)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF21 Investment Adviser (9 Jun 2005 to 15 Sep 2006)
    • CF22 Investment Adviser (Trainee) (8 Jun 2004 to 9 Jun 2005)
    • CF26 Customer Trading (21 May 2004 to 20 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.