SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Nadya Asparouhova

  IRN NXA00232

  • [FCA CF] Client dealing (21 Oct 2022 to 6 Oct 2025)
• Naoaki Shidao

  IRN NXS01260

  • CF26 Customer Trading (17 Mar 2003 to 18 Jun 2004)
• Naoki Okubo

  IRN NXO01166

  • [FCA CF] Manager of certification employee (23 Sep 2024 to 20 Mar 2025)
  • [FCA CF] Client dealing (23 Sep 2024 to 20 Mar 2025)
• Narumitsu Yoshioka

  IRN NXY01058

  • CF29 Significant management (26 Mar 2012 to 15 Apr 2014)
• Natalie Masson

  IRN NXM00074

  • [FCA CF] Manager of certification employee (since 8 Aug 2019)
  • [FCA CF] Client dealing (since 30 Apr 2018)
• Natalya Tueva

  IRN NXT30520

  • [FCA CF] Manager of certification employee (31 Aug 2021 to 2 Feb 2026)
  • [FCA CF] Client dealing (3 Mar 2021 to 2 Feb 2026)
• Natasha Gebhard

  IRN NXF00043

  • [FCA CF] Client dealing (since 10 Jan 2020)
  • [FCA CF] Manager of certification employee (since 10 Jan 2020)
  • [FCA CF] Manager of certification employee (29 Jun 2018 to 15 Mar 2019)
  • [FCA CF] Client dealing (16 Mar 2018 to 15 Mar 2019)
• Nathan James Patmore

  IRN NXP00088

  • [FCA CF] Client dealing (since 22 Feb 2021)
• Nawaz Haukim

  IRN NXH01220

  • [FCA CF] Manager of certification employee (since 19 Jan 2024)
  • [FCA CF] Client dealing (since 14 Feb 2020)
• Neil Soutar

  IRN NXS00065

  • [FCA CF] Material risk taker (9 Mar 2022 to 31 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (9 Mar 2022 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Mar 2025)
  • [FCA CF] Client dealing (7 Sep 2016 to 31 Mar 2025)

No changes recorded yet.