Naoki Okubo

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (23 Sep 2024 to 20 Mar 2025)
    • [FCA CF] Manager of certification employee (23 Sep 2024 to 20 Mar 2025)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Mar 2025)
    • SMF24 Chief Operations (9 Dec 2019 to 1 Apr 2020)
    • CF1 Director (9 May 2017 to 8 Dec 2019)
  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
    • CF1 Director (3 Aug 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.