Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- [FCA CF] Manager of certification employee (since 10 Jan 2020)
- [FCA CF] Client dealing (since 10 Jan 2020)
- [FCA CF] Manager of certification employee (29 Jun 2018 to 15 Mar 2019)
- [FCA CF] Client dealing (16 Mar 2018 to 15 Mar 2019)
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- [FCA CF] Manager of certification employee (since 10 Jan 2020)
- [FCA CF] Client dealing (since 10 Jan 2020)
- [FCA CF] Manager of certification employee (29 Jun 2018 to 15 Mar 2019)
- [FCA CF] Client dealing (16 Mar 2018 to 15 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.