Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (28 Sep 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (28 Sep 2023 to 31 Mar 2025)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Manager of certification employee (31 Aug 2021 to 2 Feb 2026)
    • [FCA CF] Client dealing (3 Mar 2021 to 2 Feb 2026)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (31 Aug 2021 to 2 Feb 2026)
    • [FCA CF] Client dealing (3 Mar 2021 to 2 Feb 2026)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (27 Nov 2018 to 22 Dec 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (13 Feb 2017 to 13 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.