SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jill Fothergill

    IRN JXF00125

    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 31 Mar 2003)
  • Jill Mary Stark

    IRN JMS01246

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF22 Investment Adviser (Trainee) (5 Sep 2007 to 31 Oct 2007)
  • Joanne Lindsey Churcher

    IRN JLS00047

    • CF30 Customer (18 Feb 2008 to 11 Aug 2009)
  • John Alan Scotter

    IRN JAS01239

    • CF2 Non Executive Director (1 Dec 2001 to 3 Jan 2006)
  • John Bettney

    IRN JXB00182

    • CF30 Customer (16 Jan 2009 to 3 Nov 2009)
  • John Eric Bailey

    IRN JXB00095

    • CF30 Customer (1 Nov 2007 to 11 May 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • John Graham Goodfellow

    IRN JGG01029

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2008)
  • John James Riley-Dibb

    IRN JJR01059

    • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • CF22 Investment Adviser (Trainee) (4 May 2006 to 31 Oct 2007)
  • John Joseph Gibson

    IRN JJG00001

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2022)
    • CF10 Compliance Oversight (7 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Jun 2013 to 8 Dec 2019)
    • CF2 Non Executive Director (1 Dec 2001 to 1 Jan 2006)
  • John Leslie Hinson

    IRN JLH00047

    • CF21 Investment Adviser (13 May 2005 to 6 Jan 2006)
    • CF22 Investment Adviser (Trainee) (27 Jul 2004 to 13 May 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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