Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 18 Oct 2017)
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RetireInvest Limited
FRN 735551
- (10)Employed By (since 18 Oct 2017)
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- CF30 Customer (10 May 2011 to 20 Oct 2017)
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- CF21 Investment Adviser (13 May 2005 to 6 Jan 2006)
- CF22 Investment Adviser (Trainee) (27 Jul 2004 to 13 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.