Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (9)Employed By (10 Jan 2020 to 8 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Dec 2023)
- CF30 Customer (22 Mar 2016 to 8 Dec 2023)
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- CF30 Customer (1 Nov 2007 to 11 May 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 4Life Wealth Management Limited
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controlled function added: (9)Employed By at 4Life Wealth Management Limited