SIS Ventures Limited

• Principal Place of Business

  3rd Floor

  27 George Street

  Edinburgh

  Midlothian

  EH2 2PA

  UNITED KINGDOM

  Phone

  +441315587706

  Web

  https://www.sisventures.com

• Complaints Contact

  3rd Floor

  27 George Street

  Edinburgh

  Midlothian

  EH2 2PA

  UNITED KINGDOM

  Phone

  +441315587706

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair grant Davis

  IRN AGD01093

  • [FCA CF] Client dealing (since 20 Jul 2020)
  • SMF1 Chief Executive (since 26 Jun 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (4 May 2018 to 8 Dec 2019)
• Alistair William Barclay Johnstone

  IRN AWJ01048

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (4 May 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 May 2018 to 8 Dec 2019)
• Amanda Vera Young

  IRN AVY01003

  • CF2 Non Executive Director (24 May 2018 to 8 Dec 2019)
• Andrew Scott Laing

  IRN ASL01065

  • [FCA CF] Client dealing (30 Jun 2022 to 13 Dec 2022)
• Arran Clifford Cochrane Dewar

  IRN AXD00704

  • SMF3 Executive Director (3 Jul 2023 to 8 Jul 2024)
  • [FCA CF] Client dealing (7 Feb 2023 to 8 Jul 2024)
• Ashish Keyal

  IRN AXK01456

  • [FCA CF] Client dealing (28 Jan 2022 to 17 Jun 2022)
• Colin Forbes Clark

  IRN CXC00901

  • [FCA CF] Client dealing (since 21 Jan 2025)
• David Sutherland Ovens

  IRN DSO01014

  • SMF9 Chair of the Governing Body (24 Mar 2020 to 15 Sep 2023)
  • CF2 Non Executive Director (4 May 2018 to 8 Dec 2019)
• Harry Alexander Howarth

  IRN HXH00214

  • [FCA CF] Client dealing (21 Apr 2023 to 24 Jan 2025)
• Jill Christine Arnold

  IRN JCK01045

  • [FCA CF] Client dealing (21 Jun 2021 to 22 Jul 2022)
  • SMF3 Executive Director (21 Jun 2021 to 22 Jul 2022)

No changes recorded yet.