SIS Ventures Limited

Date authorised
4 May 2018
Companies House
SC576272
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    27 George Street
    Edinburgh
    Midlothian
    EH2 2PA
    UNITED KINGDOM
    Phone
    +441315587706
    Web
    https://www.sisventures.com

  • Complaints Contact

    3rd Floor
    27 George Street
    Edinburgh
    Midlothian
    EH2 2PA
    UNITED KINGDOM
    Phone
    +441315587706

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mary Jane Brouwers

    IRN MJB01764

    • CF30 Customer (4 May 2018 to 8 Dec 2019)
  • Michael Wooderson

    IRN MXW01382

    • CF2 Non Executive Director (4 Jun 2018 to 8 Dec 2019)
  • Morag McNeill

    IRN MXM04365

    • CF2 Non Executive Director (23 May 2018 to 8 Dec 2019)
  • Patricia El Jichi

    IRN PXE01228

    • [FCA CF] Client dealing (5 May 2023 to 2 Feb 2024)
  • Robert Alexander Halliday

    IRN HXR01386

    • [FCA CF] Client dealing (17 Jan 2020 to 31 Mar 2023)
    • CF30 Customer (4 May 2018 to 8 Dec 2019)
  • Siobhan Louise Moore

    IRN SXM01008

    • [FCA CF] Client dealing (9 Mar 2022 to 24 Oct 2024)
  • Susan Aktemel

    IRN SXA03515

    • CF2 Non Executive Director (7 Jun 2018 to 8 Dec 2019)
  • Thomas James Gillan

    IRN TJG01116

    • SMF9 Chair of the Governing Body (16 Jan 2024 to 13 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
    • CF1 Director (4 May 2018 to 8 Dec 2019)
    • CF30 Customer (4 May 2018 to 8 Dec 2019)
  • William Murray Crossan

    IRN WMC01015

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2019)
    • CF2 Non Executive Director (21 May 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.