David Sutherland Ovens

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Archangel Investors (Management) Limited

    FRN 671297

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jul 2015 to 8 Dec 2019)
    • CF1 Director (15 Jul 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (15 Jul 2015 to 8 Dec 2019)
  • SIS Ventures Limited (no longer approved here)

    FRN 790743

    • SMF9 Chair of the Governing Body (24 Mar 2020 to 15 Sep 2023)
    • CF2 Non Executive Director (4 May 2018 to 8 Dec 2019)
  • Allenby Capital Limited (no longer approved here)

    FRN 489795

    • CF30 Customer (21 Nov 2012 to 2 Jul 2014)
  • Inverleith LLP (no longer approved here)

    FRN 520669

    • CF4 Partner (2 Mar 2011 to 23 Nov 2012)
    • CF30 Customer (2 Mar 2011 to 23 Nov 2012)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (26 Mar 2010 to 1 Feb 2011)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.