Ashish Keyal

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (28 Mar 2023 to 10 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2022 to 10 Apr 2024)
    • [FCA CF] Material risk taker (8 Nov 2022 to 10 Apr 2024)
    • [FCA CF] Client dealing (2 Aug 2022 to 10 Apr 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (28 Mar 2023 to 10 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2022 to 10 Apr 2024)
    • [FCA CF] Material risk taker (8 Nov 2022 to 10 Apr 2024)
    • [FCA CF] Client dealing (2 Aug 2022 to 10 Apr 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (28 Mar 2023 to 10 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2022 to 10 Apr 2024)
    • [FCA CF] Material risk taker (8 Nov 2022 to 10 Apr 2024)
    • [FCA CF] Client dealing (2 Aug 2022 to 10 Apr 2024)
  • SIS Ventures Limited (no longer approved here)

    FRN 790743

    • [FCA CF] Client dealing (28 Jan 2022 to 17 Jun 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (23 May 2017 to 27 Apr 2020)
    • [FCA CF] Material risk taker (23 May 2017 to 27 Apr 2020)
    • [FCA CF] Client dealing (23 May 2017 to 27 Apr 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (3 Nov 2016 to 27 Apr 2020)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 27 Apr 2020)
    • [FCA CF] Client dealing (3 Nov 2016 to 27 Apr 2020)
    • CF30 Customer (2 Apr 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.