This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Simpsons Independent Financial Advisers Ltd

Watch for changes

FRN: 232422

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Aidan Grant Chandler
IRN AGC00051
- (6)Employed By (29 Mar 2004 to 10 Apr 2006)
Colin Stewart Davis
IRN CSD01037
- (7)Employed By (31 Aug 2005 to 17 Apr 2006)
John Patrick Pierce
IRN JPP00014
- (2)Employed By (29 Mar 2004 to 17 Apr 2006)
Mark Smith
IRN MAS00048
- (5)Employed By (29 Mar 2004 to 17 Apr 2006)
Michael Paul Pope
IRN MPP00011
- (1)Employed By (29 Mar 2004 to 28 Jul 2005)
Paul Anthony Leach
IRN PAL00005
- (4)Employed By (3 Jun 2004 to 17 Apr 2006)
Robert Andrew Corbett
IRN RAC00015
- (3)Employed By (29 Mar 2004 to 17 Apr 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.