Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 22 Oct 2019)
    • CF30 Customer (since 22 Oct 2019)
    • Employed By (since 22 Oct 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF24 Pension Transfer Specialist (29 Mar 2004 to 10 Apr 2006)
    • CF21 Investment Adviser (29 Mar 2004 to 10 Apr 2006)
  • Simpsons Independent Financial Advisers Ltd (no longer approved here)

    FRN 232422

    • (6)Employed By (29 Mar 2004 to 10 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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