Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (2)[FCA CF] Client dealing (27 Jul 2020 to 14 Dec 2021)
- (3)[FCA CF] Functions requiring qualifications (27 Jul 2020 to 14 Dec 2021)
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- CF21 Investment Adviser (3 Jun 2004 to 17 Apr 2006)
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- (4)Employed By (3 Jun 2004 to 17 Apr 2006)
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- (1)Employed By (1 Oct 1998 to 5 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (2)[FCA CF] Client dealing at Prism EBC Limited
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controlled function added: (3)[FCA CF] Functions requiring qualifications at Prism EBC Limited