Mark Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 1 Jun 2020)
    • CF4 Partner (AR) (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Simpsons Wealth Management LLP

    FRN 926201

    • (3)Employed By (since 1 Jun 2020)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (29 Mar 2004 to 17 Apr 2006)
    • CF24 Pension Transfer Specialist (29 Mar 2004 to 17 Apr 2006)
  • Simpsons Independent Financial Advisers Ltd (no longer approved here)

    FRN 232422

    • (5)Employed By (29 Mar 2004 to 17 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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