Date authorised
21 November 2018
Companies House
OC398623
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    123 Victoria Street
    London
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +442075295400
  • Complaints Contact

    123 Victoria Street
    London
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +442075295400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher White

    IRN CXW00556

    • [FCA CF] Client dealing (since 1 Apr 2023)
  • David Ford

    IRN DXF01444

    • SMF27 Partner (since 13 May 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (1 Oct 2020 to 29 Aug 2024)
    • CF30 Customer (21 Nov 2018 to 8 Dec 2019)
  • David Rowsome Bell

    IRN DRB01143

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (21 Nov 2018 to 8 Dec 2019)
  • Dilshad Kunnummal

    IRN DXK01558

    • [FCA CF] Client dealing (since 12 Jan 2026)
  • James Wilson

    IRN JXW02700

    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Jane Linda Martin

    IRN JXM14113

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (10 Jul 2019 to 8 Dec 2019)
  • Jean-Michel Emile Deligny

    IRN JXD01865

    • [FCA CF] Client dealing (4 Jan 2021 to 3 Apr 2024)
  • Matteo Pozzi

    IRN MXP01596

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2020)
    • CF30 Customer (21 Nov 2018 to 8 Dec 2019)
  • Nicholas Dann Jones

    IRN NDJ01011

    • [FCA CF] Client dealing (10 Jan 2022 to 26 Jul 2024)
    • [FCA CF] Significant management (10 Jan 2022 to 20 Dec 2023)
  • Oliver Christoph Markl

    IRN OCM01001

    • [FCA CF] Client dealing (22 Nov 2023 to 31 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.